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Disclosures
The circumstances, needs, investment risk tolerance, and time horizon for each investor vary. Any mention of securities and/ or financial planning concepts on this website and in client communications do not constitute a recommendation to purchase or to sell any security, fund, or any other financial asset. All investments involve risk, which commonly includes the possible loss of principal. Bond-related investments are subject to both interest rate and market risks, especially if sold prior to maturity. The past performances of all investments should are not an indicator of future results. Individual account assets may be custodied at the institution of the client's choice, yet we recommend Fidelity Investments. For 401(k) plans, we are agnostic and seek to find the best fit for an employer oranization. Account statements, plan data reporting, and all service and trading functions are the responsibilities of the client's chosen retirement plan vendor. Peter Foley is a Certified Financial Planner® certificant and is regulated as a Registered Investment Adviser, doing business as FourthPoint Advisors. In such capacity, he and FourthPoint Advisors are compensated only via fees paid under contract by investment clients for investing activities. Peter and his designated representatives (associates) receive no income, material financial incentives, or commissions from any investment firm or fund company, though he and his associates may suggest and/ or work in concert with appropriate firms to provide special services for clients. Neither Peter nor his associates are brokers (Registered Representatives) for any securities broker- dealer. Peter provides financial planning advice and services on a fiduciary basis to individuals and organizations under contractual terms. FourthPoint's ADV Part-2 (Brochure/ registration and disclosure document) is available to all current and prospective clients upon request. Services are not available in all states.
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